Checklist of SEBI (LODR) Regulation, 2015
SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 w.e.f. 2nd September, 2015 No. SEBI/LAD-NRO/GN/2015-16/013 In exercise of the powers conferred by section 11, sub-section (2) of section 11A and section 30 of the Securities and Exchange Board of India Act, 1992 (15 of 1992) read with section 31 of the Securities Contracts (Regulation) Act, 1956 (42 of 1956), the Securities and Exchange Board of India hereby makes the following Regulations, namely:— Sr. No. Regulations Particulars To be ensure (Compliance) Time Limit Remarks 1 6 A listed entity shall appoint a qualified company secretary as the compliance officer. Appointed or not 2 7 The listed entity shall appoint a share transfer agent or manage the share transfer facility in-house: Appoin...